4.78
(749 Ratings)

Module 9 – Ethics in Financial Markets

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About Course

This module focuses on the significance of ethics in financial markets, emphasizing the moral principles that guide the behavior of market participants. It explores how ethical standards promote fairness, transparency, integrity, and accountability within financial systems, ultimately safeguarding the interests of investors and the broader economy. The module examines the consequences of unethical practices, such as insider trading and market manipulation, and delves into compliance and regulatory frameworks designed to uphold market integrity. By fostering a culture of ethics and responsible decision-making, financial professionals can contribute to a trustworthy and sustainable marketplace.

What Will You Learn?

  • Articulate the meaning of ethics in financial markets and its importance in guiding the behaviors of market participants.
  • Identify Key Ethical Principles: Recognize and explain the fundamental ethical principles that govern interactions and practices within financial markets.
  • Assess the Importance of Ethics for Market Integrity: Analyze how ethical behavior contributes to building investor confidence, preventing fraud, and promoting market transparency.
  • Understand Regulatory Compliance: Describe the various laws and regulations that govern ethical conduct in financial markets, including their implementation and enforcement mechanisms.
  • Evaluate Insider Trading and Market Manipulation: Distinguish between legal and illegal insider trading, and assess the impact of market manipulation on market integrity and investor trust.
  • Apply Ethical Decision-Making Frameworks: Utilize ethical decision-making frameworks to navigate ethical dilemmas in financial contexts, ensuring responsible and transparent practices.

Course Content

Module Introduction

  • Module Introduction
    03:21

Chapter 1 – Introduction to Ethics in Financial Markets

Chapter 2 – Compliance and Regulation in Financial Markets

Chapter 3 – Money Laundering and Anti-Money Laundering (AML) Practices

Chapter 4 – Insider Trading and Market Manipulation

Chapter 5 – Ethical Decision Making

Module Summary

Student Ratings & Reviews

4.8
Total 749 Ratings
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613 Ratings
4
114 Ratings
3
19 Ratings
2
1 Rating
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2 Ratings
Tewoderos Maseresha
25 minutes ago
Cool!
BH
1 day ago
What a Journey
SH
2 days ago
Excellent
Temesgen Alemu
3 days ago
I learnt a lot
Nice
MA
4 days ago
good
YF
7 days ago
very informative
it's good and very match
This course was a highly informative and well-structured match for me. It effectively clarified complex topics in securities regulation, compliance, and financial ethics, strengthening my understanding of the legal and ethical frameworks essential for financial markets.
FB
1 week ago
great
BE
1 week ago
Excellent
MG
1 week ago
interesting
Meaza Lisanework
2 weeks ago
Excellent
Mesfin Setegn
2 weeks ago
Great
Nice
KH
2 weeks ago
IT IS INTERSTING
Very amusing course I take .
GOOD
RS
2 weeks ago
it was good
Worku Zegeye
2 weeks ago
Great Course indeed
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