4.79
(769 Ratings)

Module 9 – Ethics in Financial Markets

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About Course

This module focuses on the significance of ethics in financial markets, emphasizing the moral principles that guide the behavior of market participants. It explores how ethical standards promote fairness, transparency, integrity, and accountability within financial systems, ultimately safeguarding the interests of investors and the broader economy. The module examines the consequences of unethical practices, such as insider trading and market manipulation, and delves into compliance and regulatory frameworks designed to uphold market integrity. By fostering a culture of ethics and responsible decision-making, financial professionals can contribute to a trustworthy and sustainable marketplace.

What Will You Learn?

  • Articulate the meaning of ethics in financial markets and its importance in guiding the behaviors of market participants.
  • Identify Key Ethical Principles: Recognize and explain the fundamental ethical principles that govern interactions and practices within financial markets.
  • Assess the Importance of Ethics for Market Integrity: Analyze how ethical behavior contributes to building investor confidence, preventing fraud, and promoting market transparency.
  • Understand Regulatory Compliance: Describe the various laws and regulations that govern ethical conduct in financial markets, including their implementation and enforcement mechanisms.
  • Evaluate Insider Trading and Market Manipulation: Distinguish between legal and illegal insider trading, and assess the impact of market manipulation on market integrity and investor trust.
  • Apply Ethical Decision-Making Frameworks: Utilize ethical decision-making frameworks to navigate ethical dilemmas in financial contexts, ensuring responsible and transparent practices.

Course Content

Module Introduction

  • Module Introduction
    03:21

Chapter 1 – Introduction to Ethics in Financial Markets

Chapter 2 – Compliance and Regulation in Financial Markets

Chapter 3 – Money Laundering and Anti-Money Laundering (AML) Practices

Chapter 4 – Insider Trading and Market Manipulation

Chapter 5 – Ethical Decision Making

Module Summary

Student Ratings & Reviews

4.8
Total 769 Ratings
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631 Ratings
4
116 Ratings
3
19 Ratings
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1 Rating
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2 Ratings
DA
1 day ago
Good
Interesting
Excellent plus !
Yawkal Jember
4 days ago
very nice
SS
5 days ago
Great information
Very intertsing course. With very interesting presentation.
AG
1 week ago
It was so interesting.
OG
1 week ago
Amazing journey!
Keep learning
Hunde Teferi
1 week ago
good
It was an essential lesson for me.
AT
2 weeks ago
Insightful information in this module too. Thank you!
It was an interesting course.
Ashenafi Ayele
2 weeks ago
VERY GOOD!
Excellent knowledge is gained
This has been great addition to what has been learnt so far.
TR
2 weeks ago
it was interactive
excellent course
Thanks All
NM
3 weeks ago
I have learned the importance of inside trading.
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