4.78
(833 Ratings)

Module 09 – Ethics in Financial Markets

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About Course

This module focuses on the significance of ethics in financial markets, emphasizing the moral principles that guide the behavior of market participants. It explores how ethical standards promote fairness, transparency, integrity, and accountability within financial systems, ultimately safeguarding the interests of investors and the broader economy. The module examines the consequences of unethical practices, such as insider trading and market manipulation, and delves into compliance and regulatory frameworks designed to uphold market integrity. By fostering a culture of ethics and responsible decision-making, financial professionals can contribute to a trustworthy and sustainable marketplace.

What Will You Learn?

  • Articulate the meaning of ethics in financial markets and its importance in guiding the behaviors of market participants.
  • Identify Key Ethical Principles: Recognize and explain the fundamental ethical principles that govern interactions and practices within financial markets.
  • Assess the Importance of Ethics for Market Integrity: Analyze how ethical behavior contributes to building investor confidence, preventing fraud, and promoting market transparency.
  • Understand Regulatory Compliance: Describe the various laws and regulations that govern ethical conduct in financial markets, including their implementation and enforcement mechanisms.
  • Evaluate Insider Trading and Market Manipulation: Distinguish between legal and illegal insider trading, and assess the impact of market manipulation on market integrity and investor trust.
  • Apply Ethical Decision-Making Frameworks: Utilize ethical decision-making frameworks to navigate ethical dilemmas in financial contexts, ensuring responsible and transparent practices.

Course Content

Module Introduction

  • Module Introduction
    03:21

Chapter 1 – Introduction to Ethics in Financial Markets

Chapter 2 – Compliance and Regulation in Financial Markets

Chapter 3 – Money Laundering and Anti-Money Laundering (AML) Practices

Chapter 4 – Insider Trading and Market Manipulation

Chapter 5 – Ethical Decision Making

Module Summary

Student Ratings & Reviews

4.8
Total 833 Ratings
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SM
4 days ago
Interesting chapter
ND
6 days ago
Very good
FT
7 days ago
It's really important for all of us.
Endris Seid
7 days ago
Excellent course experience.
AE
1 week ago
I really enjoyed by this course. The concept was clear and well organized especially related to regulatorys and the consequences of non compliance actions and the question was more conceptual.
TG
1 week ago
Good
AA
1 week ago
very infromative!!
Amazing please add more courses in the future
I feel great to take this opportunity as counting my self as part of Ethiopia Capital market family.
Yihun Shewalem
2 weeks ago
Great course!thanks
ZG
2 weeks ago
excellent
good
Alemayehu Tsega
3 weeks ago
Waaaw this course is very interested for me
AG
3 weeks ago
great
Great!
MA
3 weeks ago
I understand following laws, regulations, and professional standards is not only legal compliance but also a professional obligation.
Amare Dessalegn
3 weeks ago
Good
Erana Lema
3 weeks ago
Good
Very interesting