4.79
(633 Ratings)

Module 9 – Ethics in Financial Markets

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About Course

This module focuses on the significance of ethics in financial markets, emphasizing the moral principles that guide the behavior of market participants. It explores how ethical standards promote fairness, transparency, integrity, and accountability within financial systems, ultimately safeguarding the interests of investors and the broader economy. The module examines the consequences of unethical practices, such as insider trading and market manipulation, and delves into compliance and regulatory frameworks designed to uphold market integrity. By fostering a culture of ethics and responsible decision-making, financial professionals can contribute to a trustworthy and sustainable marketplace.

What Will You Learn?

  • Articulate the meaning of ethics in financial markets and its importance in guiding the behaviors of market participants.
  • Identify Key Ethical Principles: Recognize and explain the fundamental ethical principles that govern interactions and practices within financial markets.
  • Assess the Importance of Ethics for Market Integrity: Analyze how ethical behavior contributes to building investor confidence, preventing fraud, and promoting market transparency.
  • Understand Regulatory Compliance: Describe the various laws and regulations that govern ethical conduct in financial markets, including their implementation and enforcement mechanisms.
  • Evaluate Insider Trading and Market Manipulation: Distinguish between legal and illegal insider trading, and assess the impact of market manipulation on market integrity and investor trust.
  • Apply Ethical Decision-Making Frameworks: Utilize ethical decision-making frameworks to navigate ethical dilemmas in financial contexts, ensuring responsible and transparent practices.

Course Content

Module Introduction

  • Module Introduction
    03:21

Chapter 1 – Introduction to Ethics in Financial Markets

Chapter 2 – Compliance and Regulation in Financial Markets

Chapter 3 – Money Laundering and Anti-Money Laundering (AML) Practices

Chapter 4 – Insider Trading and Market Manipulation

Chapter 5 – Ethical Decision Making

Module Summary

Student Ratings & Reviews

4.8
Total 633 Ratings
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522 Ratings
4
94 Ratings
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14 Ratings
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1 Rating
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2 Ratings
ZB
1 day ago
As the module described it, it is good to learn and know the rules and regulations
Thank you in advance
YG
1 day ago
its good
BA
2 days ago
intersting
MT
2 days ago
Yes
Good
ET
4 days ago
Good
SA
4 days ago
V. GOOD
YB
6 days ago
Yes
AN
6 days ago
Yes, I have gained a lot of knowledge.
TG
1 week ago
It ia good
And give me my certificate
LL
1 week ago
Very good
TM
1 week ago
very Nice
AT
1 week ago
great!
WG
2 weeks ago
WELL DONE
DD
2 weeks ago
Great
Very amazing
ST
2 weeks ago
very good
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