4.79
(590 Ratings)

Module 9 – Ethics in Financial Markets

Uncategorized
Wishlist Share
Share Course
Page Link
Share On Social Media

About Course

This module focuses on the significance of ethics in financial markets, emphasizing the moral principles that guide the behavior of market participants. It explores how ethical standards promote fairness, transparency, integrity, and accountability within financial systems, ultimately safeguarding the interests of investors and the broader economy. The module examines the consequences of unethical practices, such as insider trading and market manipulation, and delves into compliance and regulatory frameworks designed to uphold market integrity. By fostering a culture of ethics and responsible decision-making, financial professionals can contribute to a trustworthy and sustainable marketplace.

What Will You Learn?

  • Articulate the meaning of ethics in financial markets and its importance in guiding the behaviors of market participants.
  • Identify Key Ethical Principles: Recognize and explain the fundamental ethical principles that govern interactions and practices within financial markets.
  • Assess the Importance of Ethics for Market Integrity: Analyze how ethical behavior contributes to building investor confidence, preventing fraud, and promoting market transparency.
  • Understand Regulatory Compliance: Describe the various laws and regulations that govern ethical conduct in financial markets, including their implementation and enforcement mechanisms.
  • Evaluate Insider Trading and Market Manipulation: Distinguish between legal and illegal insider trading, and assess the impact of market manipulation on market integrity and investor trust.
  • Apply Ethical Decision-Making Frameworks: Utilize ethical decision-making frameworks to navigate ethical dilemmas in financial contexts, ensuring responsible and transparent practices.

Course Content

Module Introduction

  • Module Introduction
    03:21

Chapter 1 – Introduction to Ethics in Financial Markets

Chapter 2 – Compliance and Regulation in Financial Markets

Chapter 3 – Money Laundering and Anti-Money Laundering (AML) Practices

Chapter 4 – Insider Trading and Market Manipulation

Chapter 5 – Ethical Decision Making

Module Summary

Student Ratings & Reviews

4.8
Total 590 Ratings
5
485 Ratings
4
89 Ratings
3
13 Ratings
2
1 Rating
1
2 Ratings
GL
11 hours ago
Overall, the module is well-designed, but there are a few areas that need improvement. For instance, the section on Tucker’s Five Questions lacks a complete list, and the related statement appears unfinished. Additionally, the use of inconsistent fonts throughout the module affects its visual coherence, suggesting that content may have been copied from various sources without proper formatting or thorough editing
best
AG
1 day ago
best
Great content!
KG
2 days ago
Excellent presentation.
A
2 days ago
I was so much excited about the seriousness of ethics and compliance deep diving through the module. I felt that this module the key to the growth of capital market in Ethiopia, since increasing the level of confidence on the market actors, regulators , and investors is paramount.
I read strictly the course of module with full interest and Motivation.
Yerosan Yami
4 days ago
great
It's a very wonderful approach, and I've invited many of my friends to use it.
AM
4 days ago
Wonderful and mind boosting the previous ones. Thank you
It is a comprehensive and vital document with critical learning tools. However, some issues are repeated which shall be presented in a refined way.

Thank You!
Adugna Abebe Alemneh
Eyasu Tilahun
2 weeks ago
Very good course
MD
2 weeks ago
Taking such types of course is increase the attitud we have on Ethics and also financial Ethics it have great infulence on the Economic stability of the country if all peoples are obey their responsibility and followed the rule and regulations of finance and also follow ethical financial decisions they get great advantage as county also reaching on Economic stability. Eventually peoples are should follow the financial principle,rule and Regulations of the country in order to reach Economic stability. Thanks
good
Matiwos Mengistu
2 weeks ago
nice lecture and notes !!!!!
Aynabeba Kindie
2 weeks ago
Good
It was Good and Matches with me
The course helps a lot to understand the Ethical principles in the financial markets
DA
3 weeks ago
so good
AW
3 weeks ago
I like the training and it should be taken by those who want to understand capital market.
has been added to the cart. View Cart