Module 9 – Ethics in Financial Markets

About Course
This module focuses on the significance of ethics in financial markets, emphasizing the moral principles that guide the behavior of market participants. It explores how ethical standards promote fairness, transparency, integrity, and accountability within financial systems, ultimately safeguarding the interests of investors and the broader economy. The module examines the consequences of unethical practices, such as insider trading and market manipulation, and delves into compliance and regulatory frameworks designed to uphold market integrity. By fostering a culture of ethics and responsible decision-making, financial professionals can contribute to a trustworthy and sustainable marketplace.
Course Content
Module Introduction
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Module Introduction
03:21
Chapter 1 – Introduction to Ethics in Financial Markets
Chapter 2 – Compliance and Regulation in Financial Markets
Chapter 3 – Money Laundering and Anti-Money Laundering (AML) Practices
Chapter 4 – Insider Trading and Market Manipulation
Chapter 5 – Ethical Decision Making
Module Summary
Student Ratings & Reviews
Overall, the module is well-designed, but there are a few areas that need improvement. For instance, the section on Tucker’s Five Questions lacks a complete list, and the related statement appears unfinished. Additionally, the use of inconsistent fonts throughout the module affects its visual coherence, suggesting that content may have been copied from various sources without proper formatting or thorough editing
best
best
Great content!
Excellent presentation.
I was so much excited about the seriousness of ethics and compliance deep diving through the module. I felt that this module the key to the growth of capital market in Ethiopia, since increasing the level of confidence on the market actors, regulators , and investors is paramount.
I read strictly the course of module with full interest and Motivation.
great
It's a very wonderful approach, and I've invited many of my friends to use it.
Wonderful and mind boosting the previous ones. Thank you
It is a comprehensive and vital document with critical learning tools. However, some issues are repeated which shall be presented in a refined way.
Thank You!
Adugna Abebe Alemneh
Thank You!
Adugna Abebe Alemneh
Very good course
Taking such types of course is increase the attitud we have on Ethics and also financial Ethics it have great infulence on the Economic stability of the country if all peoples are obey their responsibility and followed the rule and regulations of finance and also follow ethical financial decisions they get great advantage as county also reaching on Economic stability. Eventually peoples are should follow the financial principle,rule and Regulations of the country in order to reach Economic stability. Thanks
good
nice lecture and notes !!!!!
Good
It was Good and Matches with me
The course helps a lot to understand the Ethical principles in the financial markets
so good
I like the training and it should be taken by those who want to understand capital market.